Ex-UBS compliance officer in court on $1.8m insider case

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Sarah Clarke QC, Co-Head of the Business and Specialist Crime Team at Serjeants’ Inn, is prosecuting the FCA’s latest high-profile insider dealing case involving a former UBS compliance officer allegedly passing tips to her co-defendant who then allegedly traded on the basis of that information.

The post Ex-UBS compliance officer in court on $1.8m insider case appeared first on The Lawyer | Legal News and Jobs | Advancing the business of law.



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